About this role
<p>Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.</p> <p> </p> <p>With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.</p> <p><span style=""><strong>Job Responsibilities :</strong></span></p> <ol style="list-style-type:decimal"> <li style=""><span style="">Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas:</span></li> </ol> <ul style="list-style-type:disc"> <li style=""><span style="">reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank's compliance manual up-to-date, follow up on implementation and other compliance related duties assigned by Team Head</span></li> <li style=""><span style="">monitoring and supervising the compliance framework of assigned APAC offices</span></li> <li style=""><span style="">Keep up to date with international developments in compliance as well as changes to HO policies and recommend and monitor changes to each APAC office’s policies</span></li> <li style=""><span style="">Provide advice on compliance matters and requirements (other than legal matters)</span></li> <li style=""><span style="">Review of presentation materials and matters relating to compliance with SFA/FAA and Banking Act compliance</span></li> <li style=""><span style="">On the job training of new joiners and assisting in compliance training for employees</span></li> </ul> <p><span style="">2. Any other matters assigned by Team or Dept Head</span></p> <p> </p> <p><span style=""><strong>Job Requirements :</strong></span></p> <ul style="list-style-type:disc"> <li style=""><span style="">Degree or equivalent, degree in law is a plus but not essential</span></li> <li style=""><span style="">Good working knowledge of regulatory requirements and recent developments in banking/FI</span></li> <li style=""><span style="">Good working knowledge of SFA/FAA and related regulatory requirements on licensing and regulated activities</span></li> <li style=""><span style="">Meticulous, with good analytical and problem solving skills</span></li> <li style=""><span style="">Hands on, practical and with a balanced mindset</span></li> <li style=""><span style="">Able to work under pressure</span></li> </ul> <p> </p>