About this role
<p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">Business Functional Goals, Risk & Compliance Goals</span></strong></p> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">Compliance, Administration and Internal Processes(</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">4</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">0%)</span></strong></p> <ul style="margin-top:0.0mm;margin-bottom:1.0 E-4pt"> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 3.8666px;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To investigate and check regulatory requirement and do necessary reporting for new projects/initiative</span></li> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 3.8666px;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To u</span><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">nderstand and maintain internal compliance requirements.</span></li> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 3.8666px;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To set up necessary operation/business flow to follow regulation/law</span></li> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 3.8666px;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To educate the group member to have necessary knowledge and enhance their capacity on regulation and compliance</span></li> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 3.8666px;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To comply with regulatory, company and branch policies and procedures.</span></li> </ul> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">Risk Management (</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">20</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">%)</span></strong></p> <ul style="margin-top:0.0mm;margin-bottom:0.0mm" type="square"> <li style="text-align:justify;margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif">To analyze credit risk in underlying asset and structure of the transactions and apply the credit monitoring and application.</span></li> <li style="text-align:justify;margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif">Monitor the portfolio and take necessary actions on potential deterioration on the credit. </span></li> <li style="text-align:justify;margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif">To ensure risk management frameworks, policies and procedures related to our business.</span></li> </ul> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif"> </span></strong></p> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">Financial Performance & Business Goals (</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">20</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">%) </span></strong></p> <ul style="margin-top:0.0mm;margin-bottom:0.0mm" type="square"> <li style="text-align:justify;margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif">To achieve its financial & non-financial performance target in accordance with the company’s risk management and compliance policies and standards.</span></li> </ul> <ul style="list-style-type:square;margin-bottom:0.0mm;margin-top:0.0px"> <li style="text-align:justify;margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif">To promote securitisation and structured finance related business including marketing, origination and distribution.</li> <li style="margin:0.0mm 13.95pt 1.0 E-4pt 0.0px;text-align:justify;font-size:11.0pt;font-family:Arial, sans-serif">Manage closing and on-going process on respective transactions.</li> </ul> <ul style="list-style-type:square;margin-bottom:0.0mm;margin-top:0.0px"> <li style="margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif"><span style="color:black">Preparation of term sheets, offer letters and financing proposals</span></li> <li style="margin:0.0mm 13.95pt 0.0mm 0.0px;line-height:13.45pt;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">Documentation due diligence reporting;</span></li> <li style="margin:0.0mm 13.95pt 0.0mm 0.0px;line-height:13.4pt;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">Review loan documents and security documents and liaise with legal counsel;</span></li> <li style="margin:0.1pt 13.95pt 1.0 E-4pt 0.0px;line-height:98%;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;line-height:98%;font-family:Arial, sans-serif;color:black">Review due diligence reports and other independent third party reports necessary for the distribution of loan products.</span></li> <li style="margin:0.0mm 13.95pt 0.0mm 0.0px;line-height:13.45pt;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">To conduct research and generate report as per management’s requirement.</span></li> <li style="margin:0.0mm 13.95pt 0.0mm 0.0px;line-height:13.45pt;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif;color:black">Any other tasks assigned by your manager</span></li> </ul> <p style="margin:0.0mm 0.0mm 0.0mm 36.0pt;text-align:justify;font-size:12.0pt;font-family:'Times New Roman', serif"> </p> <p style="text-align:justify;margin:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">Client Service Management (Internal/External) (</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">20</span></strong><strong><span style="font-size:11.0pt;font-family:Arial, sans-serif">%)</span></strong></p> <ul style="list-style-type:square;margin-bottom:0.0mm;margin-top:0.0px"> <li style="text-align:justify;margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;font-size:12.0pt;font-family:'Times New Roman', serif"><span style="font-size:11.0pt;font-family:Arial, sans-serif">Coordinate with branch, other officers of SPDA, related departments of SMBC Head Office and other branches or SMBC group companies to provide value-added services to clients.</span></li> <li style="text-align:justify;margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif">Research in market, laws & regulations in related business area, and provide necessary information to relevant parties.</li> <li style="text-align:justify;margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif">Undertake other tasks assigned by the management, including new project, new product development and process improvement.</li> <li style="margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif">To work together as “TEAM SMBC/SMFG” to achieve the highest level of trust and service to our clients, colleagues and other stakeholders.</li> <li style="margin:0.0mm 0.0mm 0.0mm 0.0px;font-size:11.0pt;font-family:Arial, sans-serif">Collect necessary data and information to support marketing and execution of transactions.</li> </ul> <p style="margin-top:0.0mm;margin-right:0.0mm;margin-bottom:0.0mm;margin-left:0.0px;font-size:11.0pt;font-family:Arial, sans-serif"> </p> <p><span style="font-family:arial, helvetica, sans-serif"><strong>Job Requirements</strong></span></p> <ul style="list-style-type:disc"> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Bachelor’s / Master’s degree in finance, economics, business or accounting desirable.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">At least 5 years’ experience in or related areas.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Familiarity or exposure to ABS, RMBS, CMBS, CLOs, CLNs, CDS, repacks, synthetic structures, derivatives desirable.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Some in-house experience in securities firm, commercial bank, rating agency or consumer finance sector preferred.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Keen interest in structured finance and transitioning into Front Office role in banking.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Thoroughness and attention to detail; pragmatic and commercially minded.</span></li> <li style="font-family:arial, helvetica, sans-serif;font-size:10.0pt"><span style="font-family:arial, helvetica, sans-serif;font-size:10.0pt">Flexible, pro-active team player with can-do attitude and hunger to learn.</span></li> </ul>