phenom

Compliance Director @ Morningstar

Chicago, United States of AmericaOnsiteFull-timePosted 1 days ago

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About this role

Embrace the opportunity to become a Compliance Director and lead the administration of compliance programs for Morningstar’s investment advisory and research groups. Oversee regulatory compliance, manage a high-performing team, and ensure adherence to key regulations. Shape compliance strategy and mentor professionals in a dynamic, global environment. Grow your career with Morningstar’s compliance leadership team.. Category: Legal/Compliance

Skills

compliance program managementinvestment adviser regulationsinvestment company regulationserisa compliancepolicy implementationregulatory reportingrisk assessmentregulatory examination facilitationtraining deliveryproject managementstakeholder managementregulatory compliance traininginvestment fund managementadvisory servicesregulatory monitoring

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Compliance Director at Morningstar | ResuMinder Jobs