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FINRA Supervision Specialist - PNC Wealth Management @ PNC

Pittsburgh, Pennsylvania, United States of AmericaOnsiteFull-time
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About this role

Embrace the opportunity to become a FINRA Supervision Specialist and play a key role in ensuring compliance and risk management for PNC Wealth Management. Oversee trade reviews, mentor financial advisors, and collaborate with cross-functional teams to maintain regulatory standards. Grow your career in a dynamic, supportive environment with opportunities for professional development.. Category: Other

Skills

trade reviewregulatory compliancerisk managementfinancial advisor supervisioncomplaint resolutiontrend analysistraining and mentoringdecision makingdata gathering and reportingcustomer serviceindustry knowledge - financial servicesmanaging multiple prioritiessales management collaborationlegal and risk collaborationinvestment practices

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