About this role
Lead regulatory reporting execution and controls remediation across multi-asset Market Operations, driving accuracy, risk reduction, and process efficiency.
As a Transaction Processing Team Leader in Market Operations, you oversee daily regulatory reporting, controls execution, and remediation activities while driving continuous process improvement. You partner closely with Middle Office, Front Office, and internal counterparts to ensure accurate trade reporting and timely issue resolution across Credit, Rates, Equity, FX, Commodities, and Fixed Income. You help protect the firm by identifying control gaps, analyzing MI for trends and spikes, and improving end-to-end processes to reduce operational and regulatory risk.
Job Responsibilities
Ensure compliance with regulatory requirements by validating deal bookings against risk management systems and actual reporting.Review unissued/unexecuted documentation, escalating risks promptly to the appropriate stakeholders.Drive process efficiency by identifying incorrect booking practices and educating Middle Office on downstream impacts.Build strong working relationships with Middle Office, Front Office, and internal counterparts to enable effective issue resolution.Investigate issues end-to-end and resolve them within defined business standards and timelines.Prepare weekly MIS and monthly control packs for senior management, highlighting key metrics and risks.Participate in testing and change delivery for system enhancements, project implementations, and new business initiatives. Required qualifications, skills, and capabilities
Self-starter with a strong controls mindset and demonstrated partnership and ownership behaviorsStrong communication skills across operational and trading stakeholdersSolid understanding of trade lifecycles across Markets productsAbility to operate effectively in a fast-paced, high-complexity environment with shifting priorities Preferred qualifications, skills, and capabilities
Prior experience in MiFID regulatory reportingFixed Income product knowledge with exposure to Credit DerivativesExperience producing management information (MIS) and control packs, including trend/spike analysisExperience identifying control gaps and implementing process improvements in a regulated operations environment
ABOUT US
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
ABOUT THE TEAM
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.