About this role
Operations Processing Specialist at Advisorgroup. Location: Scottsdale or Atlanta or La Vista or Oakdale or St. Petersburg. Role: Process documents, Review compliance, Interact with professionals Requirements: Process brokerage documents with accuracy, review for completeness, ensure regulatory compliance, and support client account transfers. Strong attention to detail and communication required. Category: Finance and Accounting Seniority: Entry Level Tools: Excel, Word, Outlook, Internet, Envestnet Wealth Management Platform Certifications: finra sie, finra series 7 Commitment: Full Time Workplace: Onsite Languages: English