About this role
Marketing Compliance Analyst/Associate at Athene. Location: New York, New York, United States. Role: review materials, advise stakeholders, monitor compliance Requirements: 2–6 years in compliance or regulatory role within finance; knowledge of SEC Marketing Rule and FINRA Rule 2210; bachelor’s degree; strong analytical and communication skills. Category: Legal and Compliance Seniority: Mid Level Tools: Regulatory review software, Red Oak Certifications: finra series 7, finra series 24 Commitment: Full Time Workplace: Onsite Languages: English