About this role
Head of Compliance, Gemini Galactic Markets, LLC at Gemini. Location: New York City, New York, United States. Role: Advise compliance, Oversee program, Collaborate teams Requirements: Lead broker-dealer and FCM compliance; supervise surveillance; ensure SEC, FINRA, CFTC, NFA compliance; in-person NYC twice weekly. Category: Legal and Compliance Seniority: Senior Level Certifications: finra series 7, finra series 63, finra series 24, nfa series 3 Commitment: Full Time Workplace: Hybrid Languages: English