About this role
Sr Dir, Operations - Settlements and Purchase & Sale at Peak6group / Apex Fintech Solutions. Location: Austin or New York City or Dallas. Role: Oversee settlements, Lead OCC operations, Manage risk and controls Requirements: 12+ years in settlements/P&S; 5+ years senior leadership; FINRA Series 7 and 24; multi-asset experience; strong leadership and regulatory compliance. Category: Finance and Accounting Seniority: Senior Level Tools: OCC systems, ENCORE, DTC, NSCC, Fedwire, OMS/EMS Certifications: finra series 7, finra series 24 Commitment: Full Time Workplace: Hybrid Languages: English