About this role
Supervisory Analyst – APAC Research – Vice President - Australia at 241387-COMP & BEN ADMIN PROF FEES. Location: Sydney, New South Wales, Australia. Role: Provide supervisory reviews, Ensure compliance with FINRA and regulations, Collaborate with analysts Requirements: FINRA Series 16 and 7-10 years’ experience as a Supervisory Analyst; strong editing, organization, and regulatory knowledge. Category: Finance and Accounting Seniority: Senior Level Tools: HTML publishing system, FINRA licenses Certifications: finra series 16, finra series 7-10, finra series 4 Commitment: Full Time Workplace: Hybrid Languages: English, Chinese, Japanese