About this role
Compliance Analyst - Remote at Onedigital. Location: Overland Park or United States. Role: performing onboarding, monitoring compliance, preparing filings Requirements: Undergraduate degree in business/finance/economics/accounting, 2+ years financial services experience, knowledge of RIA/IAR registration and regulatory filings (U4/U5, ADV 2B), strong Microsoft Office skills, attention to detail, and compliance research ability. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Word, Microsoft Excel, Microsoft Access, FINRA Commitment: Full Time Workplace: Remote Languages: English