About this role
E-Communications Compliance Analyst at Advisors Excel. Location: Topeka or Lenexa. Role: testing tools, onboarding advisors, troubleshooting issues Requirements: Experience in financial services; strong organization, communication, analytical and problem-solving skills; technology aptitude; knowledge of securities compliance, FINRA/SEC regulations and Series 7/24/65 licenses a plus. Category: Legal and Compliance Seniority: Mid Level Certifications: series 7, series 24, series 65 Commitment: Full Time Workplace: Onsite Languages: English