About this role
Compliance Analyst at Millennium. Location: New York, New York, United States. Role: reviewing communications, preparing memos, updating policies Requirements: Bachelor's degree and 2+ years experience; compliance experience at an RIA or Broker-Dealer preferred. Knowledge of SEC/CFTC/FINRA and securities laws; strong writing, analytical, and interpersonal skills; proficiency with MS Office and tech tools. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Excel, Microsoft Word, Microsoft PowerPoint, Slack Commitment: Full Time Workplace: Onsite Languages: English