About this role
Compliance Analyst, Client Onboarding at Qfg. Location: Toronto, Ontario, Canada. Role: reviewing accounts, performing due-diligence, approving accounts Requirements: Knowledge of securities industry, account onboarding and KYC due diligence, IIROC/FINTRAC compliance, strong written/verbal communication, MS Excel proficiency, organizational and analytical skills; CIRO registration/exams and 2+ years at a CIRO-regulated dealer are assets. Category: Legal and Compliance Seniority: Entry Level Tools: Microsoft Excel Certifications: ciro registration, supervisor exam, derivatives exam Commitment: Full Time Workplace: Hybrid Languages: English