About this role
Compliance Analyst, WAPC and WAUSA at Wellington-Altus Financial Inc.. Location: Vancouver or Toronto or Burlington or Winnipeg. Role: performing reviews, supporting compliance, conducting research Requirements: Provide compliance support for provincially regulated PM and SEC-registered RIA entities; perform regulatory reviews, support compliance programs, assist advisors, and prepare communications. Bachelor’s degree preferred and MS Office proficiency required. Category: Legal and Compliance Seniority: Mid Level Tools: Microsoft Word, Microsoft Excel, Microsoft PowerPoint, Microsoft Teams, Microsoft Outlook, Global Relay Commitment: Full Time Workplace: Onsite Languages: English