About this role
Suitability Analyst Broker/Dealer - REMOTE from any US based location at Cnoinc. Location: Chicago or Carmel or Orlando or United States. Role: reviewing accounts, conducting suitability, analyzing reports Requirements: Ensure suitability and compliance for registered representatives by reviewing account documentation, trading activity, and exception reports; knowledge of FINRA/SEC/state regulations; series 63/65/66 preferred; occasional travel; U.S. work required. Category: Legal and Compliance Seniority: Mid Level Certifications: series 63, series 65, series 66 Commitment: Full Time Workplace: Remote Languages: English