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Director, Securities Compliance @ Nscale

New York City or SeattleOnsiteFull TimePosted 10 days ago

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About this role

Director, Securities Compliance at Nscale. Location: New York City or Seattle. Role: designing framework, operating controls, advising stakeholders Requirements: 8+ years of securities and dealing compliance experience with technical command of MNPI, conflicts, personal-account dealing, clearance processes, controls operation, reporting, training, and stakeholder engagement. Category: Legal and Compliance Seniority: Senior Level Certifications: professional, legal qualification Commitment: Full Time Workplace: Onsite Languages: English

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Director, Securities Compliance at Nscale | ResuMinder Jobs