About this role
Compliance Administrator
"Building financial foundations for families to empower them today and leave a legacy for tomorrow.”
Experior Financial Group is looking for a highly analytical and detail-oriented Compliance Administrator to join our team. This role is ideal for someone who thrives in a fast-paced, evolving environment and brings strong critical thinking, sound judgment, and a proactive approach to problem-solving. You will play a key role in supporting and strengthening our compliance program by helping manage regulatory requirements, mitigating risk, maintaining policies and procedures, coordinating compliance training, and investigating compliance-related matters to ensure adherence to company standards and applicable regulations.
At Experior, you'll join a collaborative team that values integrity, accountability, adaptability, and continuous learning. We offer a supportive work environment with opportunities for professional growth and career advancement for individuals who demonstrate resilience, embrace change, and are committed to excellence
Responsibilities:
• Support the development, implementation, and continuous improvement of the company's compliance and risk management programs.
• Monitor, interpret, and help implement regulatory requirements while ensuring company policies and procedures remain current and compliant.
• Partner with regulators, carriers, and internal stakeholders to maintain compliance standards and support regulatory inquiries.
• Draft, review, and maintain compliance policies, procedures, communications, and documentation.
• Coordinate and support mandatory compliance training for agents and head office staff, promoting a culture of compliance and ethical business practices.
• Investigate potential compliance concerns, assess risk, identify root causes, and recommend practical, compliant solutions.
• Monitor compliance activities, identify process improvement opportunities, and contribute to initiatives that enhance operational efficiency and reduce risk.
• Perform additional compliance-related duties and projects as assigned.
Qualifications:
• Previous experience in the life insurance industry is required; compliance experience with an IMO or insurance carrier is an asset.
• Knowledge of financial regulations, agent/producer licensing, and compliant sales practices is highly desirable.
• Strong analytical, investigative, and critical-thinking skills with exceptional attention to detail and sound judgment.
• Excellent verbal and written communication skills, with the ability to communicate complex or sensitive information professionally and confidently.
• Proficiency with Microsoft 365 and strong computer skills; familiarity with AI tools, is an asset.
• Highly organized with the ability to manage multiple priorities, adapt to changing regulations and business needs, and consistently meet deadlines.
• Demonstrated resilience, mental flexibility, and adaptability, with a proactive, solution-oriented approach to challenges.
• Dependable, trustworthy, and accountable, with strong initiative, sound judgment, and the ability to work independently while contributing to a collaborative team culture.
• Must reside and be authorized to work in the USA.
What Experior Financial Group Inc. can offer you:
• Competitive compensation and a comprehensive total rewards package, including a 401(K) program, and group benefits coverage (health, vision, dental, and short-term disability), as well as access to mental health supports and an Employee Assistance Program.
• Growing organization with long-term career opportunities.
• Remote opportunities available.
• Ongoing training and development to help you grow your skills.
• Opportunity to work alongside experienced industry professionals and leaders.
• Collaborative, supportive team environment where your contributions are recognized and valued.
• Culture built on integrity, respect, and continuous improvement.
Pay Rate: $62,400/yr USD
The compensation range reflects a data-driven estimate of starting base pay for full-time (40 hours per week) employment. Individual pay may vary based on geographic location, job related skills, knowledge, experience, education etc.
Experior Financial Group, Inc. is an Equal Opportunity Employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other characteristic protected by applicable law. Reasonable accommodations will be provided to qualified individuals with disabilities upon request.
Experior Financial Group Inc. has been certified a Great Place to Work 2025-2026!
$62,400/yr USD