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Senior Assoc/Assoc, Account Documentation Specialist (Wealth Management Ops), CBWMO, Group COO @ DBS

Singapore - WestOnsiteFull-time
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About this role

Key Accountabilities:

• Ensure the team’s effectiveness & efficiency in handling daily BAU

• Effectively handles exceptions & investigation matters

• Ensures full compliance to policies and procedures

• Quick and quality customer service

• Able to take on new tasks as required by the business and by the management

Job Responsibilities:

• Competent & well-versed in the Guidelines for Client Onboarding & Data Maintenance • CDD Guidelines & Documentation requirement guidelines on documentations to be procured as part of Due Diligence checks (for Individual & Corporate)

• Competent & well-versed in different Corporate entity structures & corresponding documentation requirements and account structuring knowledge

• Documentation review for client onboarding and static data maintenance and transactions documents.

• Coordination & stakeholder management skills to reach out to different stakeholders e.g. COO, KYC, L&C, FCSS etc particularly for complex account document review cases

• Track, monitor and escalate all accounts/transactions with documentation deficiencies and exception approved for management attention and appropriate action.

• Monitor and ensure all business requests pertaining to documentation are attended to promptly and processed as per agreed SLA.

• Generate and follow through with various reports (eg: daily & exception reporting, aging etc.)

• To support and deliver team KPI and objectives.

• Handling various duties & ad-hoc project assigned to the team. • Accurate and timely execution of service requests / clients’ instructions on static maintenance updates and account opening in ICOS, Avaloq, CMCP, Branch Connect, IBPM CICSH systems.

• Liaise directly with Front Office for any re-work(s) and monitor to ensure no long outstanding unprocessed service request / clients instructions.

• Escalate long outstanding unprocessed requests/instructions to Team Manager/ Team Lead.

• Able to work in fast paced environment

• Shows capability in adapting to fast changing environment

• Good communication skills

Job Requirements:

• Wealth / Private Banking business knowledge preferred.

• Well verse on banking AML/CFT requirements.

• Able to perform document checks and adhere to cut-off time and SLA

• Perform UAT/ LV if necessary.

• Effective communication skills - to be able to manage relationships with internal customer and other business partners.

• Meticulous and with great eye for detail

• Independent, self-motivated and a team player.

• Strong time management abilities, organizational skill, planning and follow-up skills.

• Strong risk awareness, analytical and problem-solving skills

Location: DBS Asia Gateway Job: Operations Schedule: Regular Employee Status: Full time

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