About this role
Key Areas of Responsibilities
• Draft/review legal documentation for Equities and Enterprise Legal matters; • Provide legal advice on Institutional Equities and Enterprise Legal matters; • Prepare or update policies and procedures for the Firm; • Work with the Group Legal/Compliance on the regulatory matters and other ad hoc projects as needed; • Liaise with other internal departments and affiliates regarding the above matters and any other matters as required; • Liaise with external counsel and other service providers, as needed; and • Provide legal training to the Firm
Requirements
• Degree holder in legal degree (Bachelor’s degree or above) • Qualified in a common law jurisdiction • Approximately 9 years of legal experience • Legal experience with leading financial institutions or prominent law firms is required • In-depth understanding of equities, brokerage or other financial business; • Proactive, solution driven and result oriented, willing to learn and to make judgement call, strong analytical, problem-solving and multi-tasking skills • Aptitude to review other types of legal documents when required • Good team player who can work independently and also as part of a large legal team • Excellent command of spoken and written English; other Asian language skills can be a big plus but not mandatory.
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